
GFO Issue 303, Article Number: 8
APPLICATION APPROACHES FOR 25 COUNTRIES
Most high impact countries must submit a full application
News
Author:
Gemma Oberth
Date:
2017-01-12
ABSTRACT
ABSTRACT The differentiated application approach for the 2017-2019 grant cycle means that there will be three different application types: program continuation, tailored applications and full applications. Aidspan has collected allocation letters from 25 countries which indicate that among the 65 disease components, 24 will require a full application, 21 will take a tailored approach and 20 will request program continuation.
When countries received their allocation letters on 15 December 2016, a lot of critical information was shared about the next funding cycle (2017-2019). Along with vital information about eligibility for matching funds (see GFO article), the allocation letters also reveal the application type that a country is invited to submit (Table 1).
With the 2017-2019 grant cycle, there is a differentiated application approach which involves three different kinds of funding requests: program continuation, tailored applications and full applications (see GFO article). For tailored applications, there are four different variations: tailored to material change, tailored to transition, tailored to challenging operating environments and tailored to national strategy-based pilots.
Aidspan has accessed the allocation letters from the 25 countries presented in Table 1 through CCMs and other partners in country. We are unable to report on all countries, because the allocation letters are not public on the Global Fund’s website. Aidspan has already made a call for these letters to be made public (see GFO article). There is nothing secret or sensitive in the letters and by not making them public, the Global Fund is failing to live up to its commitment to transparency.
The Global Fund has grouped countries according to the type of portfolio, which has some bearing on the kind of application approach the country must take. The three kinds of portfolios are: Focused, Core and High Impact. Focused portfolios are smaller portfolios (country allocations of <$75 million) with lower disease burdens (7.4% of global disease burden). Core portfolios are larger portfolios (country allocations of between $75 and $400 million) with slightly higher disease burdens (16.7% of global disease burden). High Impact portfolios are very large portfolios (>$400 million) with very high disease burdens (75.9% of global disease burden).
Most High Impact countries will be doing full applications, with case-by-case exceptions made for certain countries and disease components. Countries which are Focused or Core portfolios are more likely to be doing program continuation or tailored applications.
Among the countries in Table 1, Kenya, Malawi, Mozambique, Nigeria, Senegal, South Arica, Tanzania, Uganda, Zambia and Zimbabwe must all do full applications for their funding requests. All of these countries are considered High Impact portfolios by the Global Fund, except for Senegal which is a Core portfolio. Congo (Democratic Republic), Ghana and Mozambique are High Impact countries which have been given case exceptions not to submit full applications for all their funding requests.
Niger is the only country among our sample to be submitting a funding request tailored to challenging operating environments. This is only for the country’s TB component, as program continuation has been suggested for its HIV and malaria components. “In 2017, the National TB program will undergo a program review and changes in priorities and interventions may occur,” says Francesco Moschetta, Fund Portfolio Manager for Niger at the Global Fund Secretariat. “For this reason the country may opt for full country dialogue to ensure that Niger can achieve the greatest impact with the resources available.” The tailored request for challenging operating environments is a flexibility afforded to Niger due to the fragility of the country and the current security situation in the southern region, Moschetta told Aidspan.
Kenya and Nigeria are also classified as challenging operating environments by the Global Fund, but as High Impact portfolios they will be submitting full applications.
While all applicants are encouraged to develop joint applications for HIV and TB, there are some countries where joint applications are mandatory, due to high co-infection rates and the need for greater integrated and joint programming for the two diseases. Among the countries sampled in this article, Botswana, Central African Republic, Congo (Democratic Republic), Ghana, Kenya, Lesotho, Malawi, Mozambique, Namibia, Nigeria, South Africa, Swaziland, Tanzania, Uganda, Zambia and Zimbabwe are required to submit joint TB/HIV funding requests.
Guinea, Morocco, Niger, Rwanda and Senegal are not required to submit joint TB/HIV funding requests, though they have allocations for both diseases. The reason for this is the kind of applications these countries will be submitting. Morocco and Rwanda will be submitting funding requests based on their national strategic plans (NSPs) in a pilot version of the tailored review approach. Guinea, Niger and Senegal will be submitting different kinds of applications for their HIV and TB programs, so these cannot be combined in an integrated funding request.
The allocation letters do not contain the window when countries will submit their funding request. Aidspan has learned when some African countries are planning to submit their funding requests through discussions with country partners (Table 4).
It is expected that the Global Fund will soon publish a complete list of registrations and submissions for the three windows in 2017.
Table 1: Application approach, by disease component, for select countries over the 2017-2019 grant cycle
Country |
Disease Component |
Application Approach |
Belize |
TB |
Tailored – Transition |
Botswana |
TB/HIV |
Program continuation |
Malaria |
Tailored – Transition |
|
Burkina Faso |
HIV |
Program continuation |
TB |
Program continuation |
|
Malaria |
Program continuation |
|
Central African Republic |
TB/HIV |
Tailored |
Malaria |
Program continuation |
|
Colombia |
HIV |
Program continuation |
Congo (Democratic Republic) |
TB/HIV |
Tailored - Material change in defined areas |
Malaria |
Program continuation |
|
Ghana |
TB/HIV |
Program continuation |
Malaria |
Tailored - Material change in defined areas |
|
Guinea |
HIV |
Program continuation |
TB |
Tailored |
|
Malaria |
Program continuation |
|
Jamaica |
HIV |
Program continuation |
Kenya |
TB/HIV and malaria |
Full |
Lesotho |
TB/HIV |
Program continuation |
Malawi |
TB/HIV |
Tailored - Material change in defined areas |
Malaria |
Full |
|
Morocco |
TB and HIV |
Tailored - National Strategic Plan (NSP) Pilot |
Mozambique |
TB/HIV |
Full |
Malaria |
Program continuation |
|
Namibia |
TB/HIV |
Tailored |
Malaria |
Tailored |
|
Niger |
HIV |
Program continuation |
TB |
Tailored - Challenging operating environment |
|
Malaria |
Program continuation |
|
Nigeria |
TB/HIV |
Full |
Malaria |
Full |
|
Rwanda |
HIV, TB and Malaria |
Tailored – National Strategy Pilots |
Senegal |
HIV and malaria |
Program continuation |
TB |
Full |
|
South Africa |
TB/HIV |
Full |
Swaziland |
TB/HIV |
Tailored - Material change in defined areas |
Tanzania |
TB/HIV |
Full |
Malaria |
Full |
|
Uganda |
TB/HIV |
Full |
Malaria |
Full |
|
Zambia |
HIV |
Full |
TB |
Full |
|
Malaria |
Full |
|
Zimbabwe |
TB/HIV |
Full |
Malaria |
Full |
*Source: allocation letters
Table 2: Description of contents of the three kinds of application approaches
Contents of Program Continuation Funding Request |
Contents of a Tailored Funding Request |
Contents of a Full Funding Request |
Letter: requesting program continuation Self-Assessment:
|
Narrative : Funding Request Tailored to transition, material change, challenging operating environments or learning opportunities (ie. NSP pilot) (approximately 15 pages) Core documents:
Key annexes |
Narrative : Funding Request – Full Review (approximately 30 pages) Core documents:
Key annexes |
Table 3: Classification of portfolio type for the 25 countries in Table 1
Focused Portfolio |
Core Portfolio |
High Impact Portfolio |
Belize
Botswana
Colombia
Jamaica
Morocco |
Burkina Faso
Central African Republic
Guinea
Lesotho
Namibia
Niger
Rwanda
Senegal
Swaziland |
Congo (Democratic Republic)
Ghana
Kenya
Malawi
Mozambique
Nigeria
South Africa
Tanzania
Uganda
Zambia
Zimbabwe |
Table 4: Estimated submission dates for TB/HIV funding requests
Window 1 20 March 2017 |
Window 2 23 May 2017 |
Window 3 28 August 2017 |
2018 |
Mozambique
Uganda
Malawi
Lesotho
Rwanda
Zimbabwe |
Kenya
Tanzania
Zambia |
Swaziland |
Botswana
South Africa |
Publication Date:
2017-01-12
Tags:
Sub Issue Applications approaches tailored approach full review approach program continuation allocation letter